Mondeum Capital updated the PDF and XML order flow disclosure documents for the second quarter of 2023 on the 606 Order Flow Disclosure page of this website. Specifically, the firm uploaded revised versions of the disclosure with corrections made to the material aspects language. The firm identified the issue on August 10, 2023, and worked with its 606 Report provider to address the minor inconsistencies concerning its arrangements with routing brokers. Please note that the routes and underlying statistics included in the disclosure was not changed.
Mondeum Capital updated its Form CRS. Specifically, the footer of the document was revised to reflect the Firm’s new main office location and mailing address at 27 Main Street, Suite B, Southampton, New York, 11968. Additionally, the formatting of the document was updated to be more consistent with the Firm’s website design (i.e., changes to font, color, and logo). The current version of the Firm’s Form CRS is available in the footer of this website or by clicking this link.
Mondeum Capital updated its Regulation Best Interest Disclosure to add information about its affiliated entities, to clarify language concerning potential conflicts of interest, and to add details about margin and day trading specific risks. The updated disclosure is available on the Regulation Best Interest Disclosure page of this website.
Mondeum Capital updated its Form CRS. Specifically, the “Do you or your financial professionals have legal or disciplinary history?” section of the document was revised from a response of “Yes” to a response of “No”. One of the Firm’s registered representative’s had a historical financial disclosure relating to a bankruptcy. As of October 31, 2022, the disclosure was no longer deemed reportable and was removed from FINRA’s BrokerCheck. The current version of the Firm’s Form CRS is available no the footer of this website or by clicking this link.
There have not been any other material changes to Mondeum Capital’s disclosures since their publication. When material changes occur, the updates will be identified or described in full on this page.