Mondeum Capital updated its Regulation Best Interest Disclosure to add information about its affiliated entities, to clarify language concerning potential conflicts of interest, and to add details about margin and day trading specific risks. The updated disclosure is available on the Regulation Best Interest Disclosure page of this website.
Mondeum Capital updated its Form CRS. Specifically, the “Do you or your financial professionals have legal or disciplinary history?” section of the document was revised from a response of “Yes” to a response of “No”. One of the Firm’s registered representative’s had a historical financial disclosure relating to a bankruptcy. As of October 31, 2022, the disclosure was no longer deemed reportable and was removed from FINRA’s BrokerCheck. The current version of the Firm’s Form CRS is available no the footer of this website or by clicking this link.
There have not been any other material changes to Mondeum Capital’s disclosures since their publication. When material changes occur, the updates will be identified or described in full on this page.
Mondeum Capital LLC, member FINRA and SIPC.
Check the background of the firm and its professionals on FINRA’s BrokerCheck.
